At A Glance

Our Firm At-A-Glance

Calton is an independently-owned, full service securities broker-dealer and investment advisory firm offering a wide range of investment products and services. We have been successfully serving entrepreneurial, independent financial advisors and their clients since 1987.

  • Number of Advisors: Approximately 300
  • Account Assets: Over $3.5 billion
  • Business Models Supported: Transactional, Hybrid BD/RIA, and Corporate RIA
  • Technology Partners: Laser App Software Inc., Redtail Technology, eMoney Advisor, and Envestnet
  • Clearing Firms: National Financial Services LLC and Hilltop Securities
  • Other Advisory Custodians: Fidelity Clearing & Custody SolutionsSM, and TD Ameritrade Institutional