Our Firm

Calton & Associates, Inc. is a full service securities broker/dealer and investment advisory firm offering a wide range of investment products and services. Privately held and employee owned, we have been successfully serving financial service professionals and their clients since 1987. We are members of FINRA and SIPC and are registered to do business in all 50 states and the District of Columbia.

With over 175 employee and independent representatives in 40+ offices throughout the country, Calton & Associates takes pride in the ability to offer the resources of a larger company, while maintaining our small company feel.

We also take pride in our wide selection of non-proprietary product offerings, enabling the firm to offer only those products that will best serve client investment objectives.

From our experienced trading desk specializing in fixed income securities to our in-house Due Diligence department for Direct Participation products to our growing investment advisory business, Calton & Associates, Inc. has the resources available to help our financial professionals best serve their clients.

Disclaimer of Warranty and Limitation and Liability

The information on this site is provided "AS IS". Calton and Associates does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. Calton and Associates will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, Calton and Associates cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Neither Calton and Associates, nor any of its affiliates, directors, officers, or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Calton and Associates or of any vendor providing software or services support. In no event will Calton and Associates, its affiliates or any such parties by liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Calton and Associates or any other party have been advised of the possibility thereof.