Products / Services

Calton & Associates, Inc. is a full service securities broker/dealer and investment advisory firm offering a wide range of investment products and services including:

Clearing – securities trading and clearance through our clearing firm, Southwest Securities, Inc.
Direct Participation Programs (DPP’s) – through our in-house Due Diligence department we provide a complete line of programs for suitable investors including:
- Non-Tradable Real Estate Investment Trusts (REITs)
- Secured & Promissory Note Offerings
- Real Estate, Leasing and Mortgage Offerings
- Oil and Gas Offerings
- 1031 Tax Exchange Offerings
In-House Trading Desk – experienced trading desk specializing in high yield corporate bonds, high yield municipal bonds and mortgage backed securities.
Mutual Funds – we have selling agreements with most mutual fund families and many boutique mutual funds.
Variable Annuities, Variable Life and other fixed and variable insurance products – we maintain an extensive list of these tax-deferred insurance products.
Advisory Services – we offer multiple advisory platforms and programs. Click here to learn more.
Investment Banking – we are an underwriter of municipal bonds offering long term and fixed rate financing. Through our clearing firm, Southwest Securities, we are also able to provide mergers and acquisitions advice, corporate debt and equity financings and other financial advisory services to publicly traded and privately owned companies across the United States. Click here to find out more.
Custodial Services – we offer a full range of account types including commission, fee-based and advisory accounts, cash management accounts, IRA’s, etc.
Retirement Plan Services – we offer retirement planning services for business and individuals.