Products / Services

Calton & Associates, Inc. is a full service securities broker/dealer and investment advisory firm offering a wide range of investment products and services including:

Clearing – securities trading and clearance through our clearing firm, Southwest Securities, Inc.
Direct Participation Programs (DPP’s) – through our in-house Due Diligence department we provide a complete line of programs for suitable investors including:
- Non-Tradable Real Estate Investment Trusts (REITs)
- Secured & Promissory Note Offerings
- Real Estate, Leasing and Mortgage Offerings
- Oil and Gas Offerings
- 1031 Tax Exchange Offerings
In-House Trading Desk – experienced trading desk specializing in high yield corporate bonds, high yield municipal bonds and mortgage backed securities.
Mutual Funds – we have selling agreements with most mutual fund families and many boutique mutual funds.
Variable Annuities, Variable Life and other fixed and variable insurance products – we maintain an extensive list of these tax-deferred insurance products.
Advisory Services – we offer multiple advisory platforms and programs. Click here to learn more.
Investment Banking – we are an underwriter of municipal bond issues offering long term and fixed rate financing. We actively maintain a secondary market in certain municipal issues. Click here to find out more.
Custodial Services – we offer a full range of account types including commission, fee-based and advisory accounts, cash management accounts, IRA’s, etc.
Retirement Plan Services – we offer retirement planning services for business and individuals.